RBQM & GCP Glossary
Authoritative definitions for 38+ terms used in Risk-Based Quality Management and Good Clinical Practice. Sources include ICH E6(R3), TransCelerate BioPharma, FDA guidance, and industry standards.
Adverse Event
AESafetyAny unfavourable medical occurrence in a trial participant administered the investigational product, whether or not considered related to the treatment. An adverse event can be any unfavourable and un...
Audit Trail
ATData ManagementMetadata records that capture details on actions (manual or automated) performed relating to information and data collection. The audit trail shows who performed an action, when it was performed, what...
Case Report Form
CRFData ManagementA data acquisition tool designed to record protocol-required information to be reported by the investigator to the sponsor on each trial participant. CRFs may be paper-based or electronic (eCRF). Elec...
Centralized Monitoring
CMMonitoringA remote evaluation of accumulating data performed in a timely manner by qualified and trained persons using statistical and analytical methods to identify data trends, patterns, and signals that requ...
CluePoints
PlatformsA central statistical monitoring and RBQM analytics platform that uses advanced statistical methods to detect data anomalies, site-level risks, and potential fraud in clinical trial data. CluePoints i...
Computer Software Assurance
CSARegulatoryA risk-based approach to assuring that computer software used in clinical trials and regulated environments is fit for its intended purpose. CSA represents a shift from traditional Computerised System...
Computerised Systems Validation
CSVRegulatoryA process of establishing and documenting that the specified requirements of a computerised system can be consistently fulfilled from design until decommissioning. Under ICH E6(R3), the approach to va...
Contract Research Organization / Service Provider
CROStakeholdersAn organization contracted by the sponsor to perform one or more of a sponsor's trial-related duties and functions. ICH E6(R3) uses the broader term 'Service Provider' to encompass CROs and other enti...
Critical Data
CDData QualityData that are essential to the evaluation of the quality of the trial results and the protection of trial participants. Critical data should be identified prospectively during trial design and receive...
Critical Processes
CPData QualityTrial processes that, if performed inadequately, could affect the quality of critical data or the protection of trial participants. Critical processes are identified during the Quality by Design phase...
Data Acquisition Tool
DATData ManagementA paper or electronic tool designed to collect data and associated metadata from a data originator in a clinical trial. The data originator may be a human (participant or trial staff), a machine (wear...
Data Integrity
DIData QualityThe degree to which data fulfil key criteria of being Attributable, Legible, Contemporaneous, Original, and Accurate (ALCOA), plus Complete, Consistent, Enduring, and Available (ALCOA+). Data integrit...
Decentralized Clinical Trial
DCTTrial DesignA clinical trial in which some or all trial-related activities occur at locations other than a traditional clinical trial site. DCT elements may include remote consent, telemedicine visits, direct-to-...
Electronic Data Capture
EDCData ManagementAn electronic system designed for the collection, management, and storage of clinical trial data. EDC systems replace paper-based CRFs and provide real-time data access, built-in edit checks, and audi...
Good Clinical Practice
GCPRegulatoryAn international ethical and scientific quality standard for the planning, initiating, performing, recording, oversight, evaluation, analysis, and reporting of clinical trials. GCP provides assurance ...
ICH E6(R3)
RegulatoryThe third major revision of the International Council for Harmonisation's Guideline for Good Clinical Practice, finalized in January 2025. E6(R3) represents a fundamental shift from prescriptive monit...
Independent Data Monitoring Committee
IDMC/DSMBStakeholdersAn independent committee established by the sponsor to assess at intervals the progress of a clinical trial, the safety data, and relevant efficacy data, and to recommend to the sponsor whether to con...
Informed Consent
ICRegulatoryA process by which a participant or their legally acceptable representative voluntarily confirms their willingness to participate in a trial after having been informed of all aspects relevant to their...
Integrated Quality and Risk Management Plan
IQRMPCore RBQMA comprehensive, trial-specific plan that documents the quality management strategy, including identified risks, risk categorization, mitigation strategies, monitoring approach, KRI definitions, thres...
Key Risk Indicator
KRICore RBQMA measurable variable used to detect potential risks to data quality, participant safety, or protocol compliance during a clinical trial. KRIs are monitored centrally and compared against pre-defined ...
Medidata Detect
PlatformsA centralized monitoring and RBQM analytics platform developed by Medidata Solutions (a Dassault Systemes company). Detect provides KRI dashboards, statistical signal detection, site risk scoring, and...
Off-Site Monitoring
OSM-RMonitoringMonitoring activities conducted remotely, without physical presence at the investigator site. Off-site monitoring may include remote review of site documents, teleconferences with site staff, and elec...
On-Site Monitoring
OSMMonitoringMonitoring activities conducted at the investigator site by a clinical research associate (CRA) or monitor. Under RBQM, on-site monitoring is targeted and risk-based rather than routine, focusing on i...
Proportionate Monitoring
PMMonitoringA monitoring approach where the type, frequency, and intensity of monitoring activities are proportionate to the risks identified for the trial, the site, or specific data points. High-risk areas rece...
Protocol
RegulatoryA document that describes the objectives, design, methodology, statistical considerations, and organization of a clinical trial. The protocol also provides the background and rationale for the trial. ...
Quality by Design
QbDCore RBQMA proactive approach where quality is built into the clinical trial from the design phase, emphasizing prevention rather than detection of quality issues. QbD involves identifying critical-to-quality ...
Quality Tolerance Limits
QTLCore RBQMPre-specified limits for quality parameters that, when exceeded, indicate a potential systematic issue requiring investigation and corrective action. QTLs are established during trial design as part o...
Risk Assessment
RACore RBQMA systematic process of identifying hazards and evaluating the probability and impact of risks associated with a clinical trial. Risk assessment is performed during trial design (using tools like the ...
Risk Assessment and Categorization Tool
RACTCore RBQMA structured tool used during trial planning to systematically identify, assess, and categorize risks associated with a clinical trial. The RACT process typically involves cross-functional teams evalu...
Risk Signal
RSCore RBQMA data pattern or trend identified through centralized monitoring or KRI analysis that indicates a potential quality, safety, or compliance concern requiring further investigation. Risk signals may be...
Risk-Based Monitoring
RBMMonitoringA monitoring approach that focuses monitoring activities on the risks most likely to affect participant safety and data quality, rather than applying uniform monitoring across all sites and data point...
Risk-Based Quality Management
RBQMCore RBQMA systematic, proactive approach to clinical trial quality that integrates risk identification, assessment, control, communication, and review throughout the trial lifecycle. RBQM shifts the paradigm ...
Serious Adverse Event
SAESafetyAny unfavourable medical occurrence that results in death, is life-threatening, requires inpatient hospitalization or prolongation of existing hospitalization, results in persistent or significant dis...
Source Data Review
SDRData QualityThe process of reviewing source data for completeness, accuracy, and consistency. Unlike SDV, which focuses on transcription accuracy, SDR evaluates whether the source data themselves are logical, com...
Source Data Verification
SDVData QualityThe process of comparing data recorded in the Case Report Form (CRF) or other data acquisition tools with the corresponding source documents to confirm that the data were accurately transcribed. Under...
Statistical Process Control
SPCAnalyticsA set of statistical methods used to monitor and control a process by analyzing variation in key metrics over time. In RBQM, SPC techniques such as control charts, funnel plots, and CUSUM analysis are...
Suspected Unexpected Serious Adverse Reaction
SUSARSafetyAn adverse reaction that meets three criteria: suspected (reasonable possibility the drug caused it), unexpected (nature or severity not consistent with applicable product information such as the Inve...
Thresholds
Core RBQMPre-defined limits or boundaries set for KRIs and other quality metrics that, when breached, trigger a risk signal requiring investigation. Thresholds may be absolute (fixed values), relative (compare...
